• Senior Accountant, Vice President

    SMBC Jersey City, NJ 07308

    Job #1980418946

  • Overview

    SMBC NIKKO Securities America, Inc. is looking to hire a senior accountant. This role will handle day-to-day accounting and regulatory tasks for two broker dealers. Incumbent will also assist and work with other staff on quarterly reportings, internal and external audits, Combined US Operations (CUSO) and Bank Holding Company (BHC)-related reportings. Must be highly motivated, have strong work ethics and able to complete assigned tasks in a timely manner.


    • Review daily net capital calculations(SEA 15c3-1) as well as monthly regulatory reports.

    • Research regulatory reporting requirements for new products and provide regulatory and accounting requirements.

    • Support CUSO and BHC-related initiatives such as FR2052a reporting and coordinate with all stakeholders to resolve issues.

    • Assist with various reporting, internal & external audit, ad-hoc special projects.

    • Prepare and update Policy & Procedures for functions covered


    • Undergraduate degree in Accounting.

    • CPA

    • 7+ years of experience in Accounting in financial services industry with emphasis on fixed income products.

    • Experience in Focus report preparation pursuant to SEA 15c3-1 required. Experience in FR2052a reporting preferred but not required.

    Job Locations US-NJ-Jersey City

    Posting Date 2 days ago (5/11/2022 2:06 PM)

    Career Category Accounting

    iCIMS ID 2021-10039

    Corporate Title VP

    Type Fulltime-Regular (Exempt/Non-Exempt)

    SMBC is an EO employer - M/F/Veteran/Disability